Field of activity
The Regulation & Compliance team aims to ensure the compliance of Eurex Clearing with regard to internal and external regulations.
The aim is to protect Eurex Clearing from any harm, which could result from failures to comply with applicable laws and regulations.
Therefore, we monitor and on a regular basis assess the adequacy and effectiveness of the measures put in place to avoid potential conflicts of law issues.
Here, we work in close cooperation with Deutsche Börse Group Compliance. We also advise and assist the people responsible to carry out the CCP services to comply with the CCP's obligations under the applicable regulations.
Regulation & Compliance is expanding its current mandate and establishing a control function in the context of IT compliance, with a special emphasis on the Minimum Requirements for Risk Management (MaRisk), the Act on the Federal Office for Information Security (BSIG) and the Bank's Regulatory Requirements IT (BAIT) as well as international requirements.
The new position supports the holistic IT compliance approach at Group level and is responsible for IT compliance with regard to Eurex Clearing AG.
Tasks / responsibilities
Support on the monitoring of regulatory obligations and requirements and emerging market practices in IT governance / IT compliance
Advising the IT business units on compliance-relevant issues, in particular with regard to the proper implementation of the Minimum Requirements for Risk Management (MaRisk), the Banking Supervision Requirements for IT (BAIT), and the Act on the Federal Office for Information Security (BSIG)
Develop and apply compliance policies relevant to the IT business units and control their implementation.
Establishment of a control framework in terms of control requirements and control activities in the sense of a "2nd Line of Defense"
Conceptual development and preparation of relevant risk analyses
Carrying out independent controls on the appropriateness and effectiveness of the technical and organizational set-up of IT
Preparation of reports to board / management and other relevant bodies
Support on the communication with regulators, associations and IT compliance officers from other institutions
Interface and contact person for the currently established projects for the sustainable termination of findings in relation to IT compliance
Information and training of employees regarding IT compliance issues
Qualifications / required skills
University degree in computer science or business informatics, economics, finance, law or comparable qualification with a focus on IT
Knowledge of the legal and regulatory requirements relevant to Eurex Clearing AG, in particular with regard to the minimum requirements for risk management (MaRisk)
Experience working as an internal or external auditor with the focus on IT reviews and controls
Alternatively, several years’ experience in the IT of a financial services company, ideally functionally entrusted with the control of IT processes and IT organization
In-depth knowledge of IT standards applicable for IT management (e.g., COBIT or similar reference models)
Accuracy and organizational skills
Ability to communicate and negotiate, including the ability to understand complex issues in a way that makes it comprehensible to third parties
High level of initiative, dedication and motivation
Very good German and English spoken and written
Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile.
There are numerous good reasons to work for us : responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities.
Applications from disabled persons are welcome.